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Sun Growth Asset Management has been granted to SFC Type 4 and Type 9 Licenses
2018.09.22

[Hong Kong, 21 September 2018] Sun Growth Asset Management Limited (“SGAML”), a company under Sun Growth Financial Group (“SGF”), announced that the grant of Securities and Futures Commission of Hong Kong (“SFC”) Type 4 license (Advising on securities) and Type 9 license (Asset management), CE No. BKZ493.

 

The grant of the licenses is a milestone of SGAML, which allows it to manage a portfolio of securities or futures contracts for clients on a discretionary basis and manage funds on a discretionary basis. At the meantime, the license enables SGAML to provide professional and diversified asset management services to its clientele.

Within only two months after obtaining the licenses, SGAML has already been appointed as investment manager for a private hedge fund targeted professional investors (PIs), namely, investors whom meet the requirements of the Securities and Futures (Professional Investor) Rules (Cap. 571).

 

Experienced Research and Investment Team

Leveraging on the resources of Sun Growth Financial Group, SGAML has built a strong research and investment team comprising of experienced investment specialists. Most of the team members have many years of relevant experience and possess professional qualifications including CFA, FRM, CFPCM,CPA etc.

 

"With the aim of helping clients achieve their investment goals, the team strives to look at a whole picture. The team believes that having right investment philosophy and adopting effective investment strategies, as well as investing with discipline and abiding by strict risk control rules would help the team to capture different investment opportunities in the market and deliver returns to the clients under any market condition."

 

Strict Risk Management  

Risk management lies at the heart of SGAML’s investment philosophy. It is embedded in all product stages from pre-launch to ongoing operation process.  The team applies a spectrum of defined risk management tools throughout the investment process from strategy formulation, investable assets selection, matching client investment constraints with product suitability, to trade execution and portfolio monitoring. It strives for proper compliance in regulatory requirements on risk monitoring and safeguard on client portfolios.

 

Strives for Building a Diversified Asset Management Platform

Mr. Frank Wong, the Managing Director of SGF said, “SGF is committed to building a comprehensive asset management platform with competitive advantages.  With the obtained licenses, we can further enhance the company’s asset management capabilities and market competitiveness, and offer more comprehensive and professional investment services to the clients in adherence to the SFC regulatory requirements.”